HHS Protection of Conscience Regulation (2008-2011)
U.S. Department of Health and Human Services
Ensuring That Department of Health and Human Services Funds Do Not
Support Coercive or Discriminatory Policies or Practices in Violation of
Federal Law
The Progressive Case for Conscience Protection
Have progressives abandoned liberty of conscience?
Public
Discourse: Ethics, Law and the Common Good
9 March, 2011
Reproduced with permission
Robert K. Vischer*
"Conscience" is not a code word for abortion
restrictions, and the liberty of conscience is too important to let it
become the exclusive property of conservatives. Conscience is not the only
value that matters in our health care debates, but there is a disturbing
trend among progressives of acting as though it does not matter at all.
How did the liberty of conscience become a "conservative" cause? The
American Civil Liberties Union (ACLU), generally quick to take the
individual's side in any contest against state power, was among the groups
filing suit to block George W. Bush's conscience protection regulations from
being implemented. Other progressive groups that trumpet their commitment to
defending an individual's moral integrity against government incursions were
curiously silent about President Obama's rollback last month of the Bush
regulations. The vocal critics of the rollback were largely the same groups
that can be expected to lambaste virtually anything emerging from the Obama
White House.
We've come a long way from the times when ringing defenses of conscience
were provided by progressive heroes such as Jefferson, Thoreau, and Gandhi.
The former Democratic governor of Wisconsin justified his veto of a
conscience bill for health care providers on the ground that "you're moving
into very dangerous precedent where doctors make moral decisions on what
medical care they provide."
At least in theory, progressives are more likely than conservatives to
pledge allegiance to the Supreme Court's well-known "mystery of life"
passage: "At the heart of liberty is the right to define one's own concept
of existence, of meaning, of the universe, and of the mystery of human
life." (For a provocative argument on this, see
Mark Rienzi's
Public Discourse essay.) In the context of the cases in which the
mystery passage has appeared-striking down laws that limit abortion and
prohibit same-sex sodomy-the progressive commitment to individual autonomy
is beyond reproach. But why has that commitment excluded the health care
provider?
Before answering that question, though, a bit of background about the
differences between the Obama and Bush conscience regulations is in order.
At the end of the Bush presidency, the Department of Health and Human
Services (HHS) issued regulations requiring more than a half-million
federally funded healthcare entities to certify compliance with the
conscience protections prescribed by federal statutes. HHS explained its
concern "that the public and many health care providers are largely
uninformed of the protections afforded to individuals and institutions under
these provisions."
The Bush regulations were met with howls of protest. Eight states filed
suit to block their implementation. Connecticut's Democratic attorney
general called the new regulations an "appalling insult and abuse."
President-elect Obama considered the regulations "troubling," and he
rescinded them soon after he took office. His administration's replacement
regulations were issued last month. The opening paragraph made clear that
the underlying law remains the same under both sets of regulations:
Neither the [Bush] 2008 final rule, nor this Final
Rule, alters the statutory protections for individuals and health care
entities under the federal health care provider conscience protection
statutes, including the Church Amendments, Section 245 of the Public Health
Service Act, and the Weldon Amendment. These federal statutory health care
provider conscience protections remain in effect.
Notwithstanding the shared legal framework, the Bush and Obama
regulations differ in a few important aspects. First, rights usually come
with a remedy. The relevant federal statutes lack a private right of action,
meaning that workers who suffer discrimination in violation of the
conscience provisions cannot bring suit to recover for their harm. The Bush
regulations did not provide one either, but some observers were hopeful
that, by requiring federally funded entities to certify their compliance
with the statutes, the rights would have a little more "teeth" to them. The
Bush regulations also permitted individuals to file complaints with the
Health and Human Services Office for Civil Rights, and then that office
could act on the complaints as it deemed appropriate. While omitting the
compliance certification requirement, the Obama regulations preserve the
complaint avenue, though the fear is that, when action is left solely to an
agency's discretion, the corresponding rights will be left to jockey for
attention with a laundry list of other regulatory priorities. Given that the
Democratic base has hardly been clamoring for more aggressive enforcement in
this area, one cannot help but be skeptical.
Second, the explanatory comments accompanying the Bush regulations
suggested that the protection afforded by the statutes went beyond the right
not to participate in abortion or sterilization. In introducing the
replacement regulations, the Obama administration makes clear that it
"supports clear and strong conscience protections for health care providers
who are opposed to performing abortions." The implicit corollary to that,
however, is that the right not to participate in other morally controversial
procedures may be a little murkier in the administration's eyes. Indeed, the
initial media coverage has furthered this narrative. The Washington Post's
Rob Stein, for example, reports that the Obama regulations leave in place
"only long-standing federal protections for workers who object to performing
abortions or sterilizations," rather than the broader protections granted by
the Bush regulations for "doctors, nurses, pharmacists, or other employees
who refused to participate in care they felt violated their personal, moral
or religious beliefs."
This aspect of the story stands in tension with a provision of the
underlying statutes, 42 U.S.C. ยง 300a-7(d), which provides that:
No individual shall be required to perform or assist
in the performance of any part of a health service program or research
activity funded in whole or in part under a program administered by [the
Department] if his performance or assistance in the performance of such part
of such program or activity would be contrary to his religious beliefs or
moral convictions.
This language suggests protection for a provider's conscience beyond
abortion and sterilization. To the extent that the Obama administration
portrays the Bush regulations as overreaching because they purported to
cover more than abortion and sterilization, is it actually the Obama
administration that needs to explain its apparent departure from the
existing law?
Third, the Bush regulations defined some key terms, such as "assist in
the performance," "health care entity," and "recipient," in order to clarify
the legal obligations of funded entities. The Obama regulations rescind the
definitions entirely, explaining that "individual investigations will
provide the best means of answering questions about the application of the
statutes in particular circumstances." Again, this change is not reassuring
for those who doubt the Obama administration's commitment to conscience.
Clearly stated definitions provide transparency and enhance agency
accountability by setting the terms of the inquiry for all to see. The Obama
regulations do not reject any particular Bush definition; they just rescind
them en masse. By opting to punt instead of facing potential areas
of disagreement head on, President Obama has given the impression that he
prefers to avoid the messy but important conversation about the substantive
content of the liberty of conscience.
More broadly, the Obama regulations avoid explaining the underlying
statutes. They simply set forth the purpose (enforcing the conscience
protection statutes) and the mechanism for bringing complaints to the
agency. The patchwork of statutes that protect conscience are not exactly
user-friendly, and implementing regulations, at their best, can serve as a
valuable roadmap. Forsaking the opportunity to make the statutes more widely
and easily understood raises doubts about the President's commitment to the
corresponding obligations.
So to the extent that the new regulations reflect the Obama
administration's political assessment, why would a Democratic president so
confidently assume that he could narrow conscience protections without
angering his base? In other words, how did we get to a place where debates
about conscience break down largely along partisan lines? Three possible
explanations come to mind.
First, there is a tendency among abortion rights supporters (and
opponents) to view conscience rights among health care providers as just
another front in the ongoing abortion wars. Any gain for conscience must be
a setback for the pro-choice side, it is assumed. In reality, a robust right
of conscience, properly understood, cuts across ideological lines. The Bush
regulations, for example, reiterated the federal statute prohibiting a
funded health service provider from discriminating against a physician or
other personnel "because he performed, assisted in the performance, refused
to perform, or refused to assist in the performance of any lawful health
service or research activity" based on his religious beliefs or moral
convictions. In other words, a Catholic hospital could not deny visiting
privileges to a physician who performs abortions. Whether or not this is a
good idea-I have my own concerns about the extent to which these individual
rights of conscience can threaten institutional identity-the Bush
regulations cannot be dismissed as a one-sided grant of professional
immunity to pro-life providers.
Second, progressives have recognized that the existence of a legal right
does not mean much absent ground-level empowerment to obtain the good or
service to which the right is attached. Martin Luther King Jr., for example,
grew disenchanted with rights-focused advocacy by the end of his ministry.
He observed that the civil rights laws for which he had worked so tirelessly
had brought virtually no improvement to the lives of poor blacks.
Progressives have long taken these and similar lessons to heart, envisioning
liberty not just in its "negative" dimension-i.e., protection against
interference with an individual's pursuit of particular goods-but also in
its "positive" dimension-i.e., a right to affirmative assistance in securing
particular goods. This dynamic is readily apparent in the reproductive
rights arena, where the focus has shifted from decriminalizing abortion and
contraception to insisting that the individual must have unfettered access
to abortion and contraception. Not only should the full range of
pharmaceuticals be available at every pharmacy, but they must be provided,
in the words of former Illinois governor Rod Blagojevich, with "no hassle,
no delay, no lecture."
The fact that the state cannot forbid the provision of a particular good
or service is taken to mean that every good or service must be provided by
all licensed providers. In the process, the moral convictions of providers
are rendered irrelevant. The individual consumer does not just coexist with
the morally divergent views of the provider; the individual, backed up by
state power, trumps the provider. I do not mean to suggest that access to
morally controversial goods and services is never of legitimate public
value; however, the enshrinement of universal access as a precondition for
participating in the marketplace imposes significant costs on other
important public values-the liberty of conscience most glaringly.
The third possible explanation of progressives' apparent abandonment of
the liberty of conscience in the health care context relates to the
underlying view of professional licenses. The easy retort to any call for a
professional right of conscience is, "Look, you may have a right to
conscience as a private citizen, but state-licensed providers are like
public officials. The right to conscience doesn't apply." Along these lines,
the New
York Times editorialized that pharmacists who refuse to dispense
contraceptives are engaged in "an intolerable abuse of power" and need to
"find another line of work." The National Organization of Women went higher
up the chain of being, labeling such pharmacists as "extremists . . .
arrogantly playing the role of . . . God." The problem with this argument is
that it fundamentally rewrites the history and purpose of professional
licensing, which has traditionally been aimed at ensuring competence, not on
co-opting providers into serving state interests at the expense of their own
moral agency. Lawyers, for example, are free to decline representations that
they find morally repugnant, and the bar's licensing inquiry focuses on
competence and character, but not on the lawyer's willingness to take on
whoever walks into his office. We want professionals to be morally engaged
with the work they do. As the twentieth century made all too clear, we take
on significant risks when we encourage (much less require) the
professional's role to define the professional's conscience.
Invoking licenses to justify intrusions on conscience falls short for
another reason. We are not talking about individuals trying to rewrite their
job descriptions, as if the stalwart death penalty opponent still feels
entitled to be hired as the state executioner. We are talking, by and large,
about individuals who have performed their jobs for many years
conscientiously and out of a real sense of service to the public, but who
now face a dramatically shifting landscape. Imagine that you are a
small-town pharmacist in Illinois. You've watched technology bring along a
string of new drugs, and some of those drugs, such as the so-called "morning
after" pill, may conflict with the values that led you to join the
profession in the first place. If this pharmacist is now faced with a
state-mandated choice between leaving his profession or facilitating what
is, in his view, a grave moral harm, why shouldn't his hardship count as a
liberty of conscience cause worth fighting for?
In the health care context, the government is not just another market
actor. Government funding largely defines the market, so we need to tread
very carefully in attaching voluminous strings to those funds. I am not
altogether convinced that the Bush regulations were ideal. I hope that there
might be more cost-effective ways of ensuring compliance besides a
cumbersome and expensive certification regime, and in my view, the
regulations did not leave enough space for distinct institutional
identities. That said, no one can argue that the regulations fail to take
the liberty of conscience seriously. President Obama still has some work to
do to reassure me that he takes it similarly seriously. "Conscience" is not
a code word for abortion restrictions, and the liberty of conscience is too
important to let it become the exclusive property of conservatives.
Conscience is not the only value that matters in our health care debates,
but there is a disturbing trend among progressives of acting as though it
does not matter at all.