Protection for Rights of Conscience in American Law: First Rights or
Last Rites?
(Rough draft)
Prepared for Presentation to the American Health Lawyers Association
Session on Refusing to Deliver Medical Care (12:15-1:45 p.m.) January 26,
2006 in Washington, D.C.
I. Introduction: Conscience or Coercion?
Profound moral issues going to the heart of individual religious beliefs and
moral conscience are arising in many aspects of health care. These include
issues concerning the provision or assisting the provision of many
procedures, medications, and materials, including elective surgical
abortion, provision of pharmaceutical abortifacients and hybrid
contraceptive-abortifacients (medications that may operate to prevent
conception and to prevent implantation of a conceived human pre-embryo,
assisted reproductive techniques for same-sex couples, sex change procedures
and therapies, assisted suicide, euthanasia, sterilization and other
provision of other birth control procedures, pharmaceuticals, materials, and
equipment, cloning, pre-natal human experimentation, stem cell research,
harvesting of fetal and other organs and tissue, organ transplantation,
professional education (including medical, nursing, pharmaceutical, etc.),
and inter-species breeding, to mention just a few.
These issues have long engaged the concerns
of bioethicists, theologians, and law professors;2
they have recently become subjects of interest of legislators, other
policy-makers, judges, and journalists, as well. According to the National
Conference of State Legislatures, one of the top ten issues that will come
before state legislatures this year (2006) relates to rights of conscience
in the biomedical field - stem cell experimentation and research.
Last year, states considered more than 170
bills on embryonic and adult stem cell research. More than a dozen states
will carry over legislation, and others will consider new bills. Should
embryonic stem cell research be legal? Should state funds support it? Should
the state fund adult stem cell research instead? These are questions
lawmakers will contemplate in 2006.3
Regularly, sometimes daily, the media blare
stories about shocking abuses of the rights of conscience of individuals and
groups of individuals in the health care field who are coerced to act
against their religious and moral standards. Equally often, the media shouts
about sympathetic cases in which health care services or medications are
denied by persons and institutions with conscientious objections. It seems
that it is both the best of times and the worst of times from either
perspective.
Historically the lure of significant amounts of money has often created
pressures upon individual exercise of rights of conscience, and the
potential profits, research funds and medical revenue dollars access to
which may be impeded to some extent exercise of rights of conscience are
substantial.4
It is possible to reconcile the competing interests. It is not
possible to do so without giving priority to preserving and protecting the
exercise of religious beliefs and conscience. The sacrifice individual
religious principles and personal rights of conscience for an assumed
expedient in patient autonomy undermine the moral basis for the very
objective they seek to secure. Such expediency impoverishes and demeans not
only the individual health care providers specifically and the medical
profession generally, but it weakens the very foundations of our
constitutional order. We cannot survive as a Constitutional republic without
constantly protecting the rights of conscience of all citizens.
II. Last Rites: Growing Attacks on Exercise of Rights of Conscience in
Health Care
Increasingly, persons committed to public health goals involving the use
of medial procedures, medications, programs that raises issues of religious
conscience and morality for religious minorities in America are trying to
use law as a tool to coerce health care provides (individuals and
institutions) to facilitate controversial public health care objectives.
Increasingly, they have sought to enact legal mandates to compel all persons
and institutions to comply with their vision of the "good" of society - such
as mandatory provision of abortion services, mandatory provision of hybrid
contraceptive-abortifacients, mandatory provision of insurance coverage for
contraceptives and abortion, mandatory cooperation in withdrawl of
medically-assisted nutrition and hydration, mandatory cooperation in
assisted suicide, mandatory cooperation in euthanasia, and a variety of
other government mandates.
At least twenty states requires employer
health insurance to include coverage of contraceptives; seven of these
(nearly one-third) allow no exemption or only a very narrow exemption that
does not include church-owned-and-operated agencies set up to perform
religious missions such as caring for the sick, feeding the poor, serving
the homeless, fatherless, victims of domestic violence, and orphans.5
California's notorious mandate that all employers providing health care
insurance include coverage for contraceptive services and materials which
created a terrific bind of Catholic Charities (with a narrow exception for
churches but not church agencies) is perhaps the most well-known example.6
At least eight states now require hospitals
to provide hybrid contraceptive-abortifacients to victims of sexual assault.7Bills
with similar mandates were introduces in more than a dozen states last year.
Just last month, in December 2005, Massachusetts Governor Mitt Romney threw
in the towel and withdrew his support for an apparently futile attempt to
pass a bill that would have exempted private hospitals from mandatory
provision of new Massachusetts law requiring hospital emergency rooms to
offer the morning-after pill (a hybrid contraceptive-abortifacient) to
victims of rape, and overruled a state department of public health ruling a
week earlier that private hospitals were exempt from the new law.8
Romney, who just five month earlier had vetoed the bill, before the
legislature over-rode his veto, ordered all hospitals, even private
hospitals, to comply with the new law mandating provision of emergency
hybrid contraceptive-abortifacients, to which many Catholic health care
providers have religious objection.9
Pharmacists also have been the center of
attempts to override conscientious objection. According to the National
Conference of State Legislatures,10
in 2005 legislation was proposed in four states (California, Missouri, New
Jersey, and West Virginia) to compel pharmacists to fill prescriptions
including for hybrid contraceptive/abortifacients.11
In April 2005, Illinois Governor Rod Blagojevich issued an emergency
administrative order requiring all licensed pharmacists in the state to fill
prescriptions for contraceptives, including hybrid
contraceptive-abortifacients.12
A few months later, Walgreens placed four Illinois pharmacists on leave for
refusing on religious and moral grounds to fill prescriptions for the
morning-after pill, a hybrid contraceptive-abortifacient.13
Also in April 2005, Senator Frank Lautenberg,
D-N.J., and Rep. Carolyn Maloney, D-N.Y., "introduced federal legislation,
called the Access to Legal Pharmaceuticals Act, that would require
pharmacies to fill all valid prescriptions in a timely manner."14
This summer, delegates at the American
Medical Association annual meeting "adopted a resolution saying that
responsibility to the patient is 'paramount' and seeking authority to
dispense drugs to their own patients if an agreeable pharmacist cannot be
found within a 30-mile radius.15
Likewise, at the Midyear Meeting of the
American Bar Association in February, 2005, the ABA House of Delegates
approved a resolution expressing opposition to any government action or
policies that interfere with a patient's ability to receive "all of the
relevant and medically accurate information necessary for fully informed
health care decision-making."16
Throughout North America, nurses report have
being required and coerced to participate in abortions and sterilizations,
despite their religious objections to doing so. For example, "[a]fter ten
years on the job, nurse Janice Turner, who refused to dispense the
potentially abortifacient 'morning-after pill', was fired because a new
supervisor believed that she was not a 'complete nurse.'"17
In 2003, an attorney (Frank Manion) with a public interest law firm
specializing in defense of religious freedom (the American Center for Law
and Justice) reported that the number of calls his organization received
about right-of-conscience issues had escalated from about one call every two
months in 2000 to one call per week in 2003.18
"Most of the calls are from nurses, who usually don't have the professional
independence and status enjoyed by physicians."19
As one Nurse wrote in 2003:
Intimidation, harassment and coercion are becoming
increasingly common as pro-life health care providers try to advocate for
both their patients and their professional ethics. For example, a nurse was
threatened with firing after she refused to follow a doctor's verbal order
to increase an intravenous morphine drip "until he stops breathing" on a
patient who continued to survive despite having a ventilator removed. . . .
Three California nurses were suspended after they reported a doctor who
later admitted giving a lethal injection to a child.20
There have been numerous public incidents in
Canada involving the coercion of nurses to perform abortions over their
religious objections.21
Hospital reorganizations or acquisitions resulting in changed corporate
policies have often created such pressures.22
Sometimes doctors are also pressured. An OB/GYN physician was told by other
doctors that they would no longer refer patients to him if he continued to
sign an annual pro-life ad. An insurance company executive speaking on
ethics committees at a conference recommended that such committees avoid
appointing "family values" members.23
One ethicist has noted that "[i]t has already been seriously suggested that
Catholic physicians should not become maternal child specialists, since they
cannot in good conscience, provide the whole range of reproductive,
pregnancy, and neonatal 'services,' such as selective abortion . . . or
late-term abortions."24
Institutionally, hospital expansions,
mergers, sales, and acquisitions in many cases have been opposed, defeated
or made subject to conditions that abortion and other morally controversial
services be provided. Indeed, there are organizations and websited dedicated
to forcing health care institutions to facilitate abortion through
governmental administrative regulation of institutional development,
corporate change, merger and transfer of ownership, and certificate of need.
The attack on rights of conscience is
reflected in the attempt by advocates of compulsory provision by all health
care providers of various controversial services and products to re-label
"conscience clauses" as "refusal clauses."25
The success of that effort is reflected in the fact that even the ostensibly
bi-partisan National Conference of State Legislatures uses that terminology
in its website.26
Ironically, the positions taken by academics
(who demand academic freedom) often are among the most rigid and intolerant
(perhaps this is because they are so abstractly intellectualized, suggesting
higher valuation of the intellectual over other aspects of the human and
personal experience). Increasingly, legal commentators are forcefully
arguing that state conscience ("refusal") clauses "fail the undue burden
test by presenting a substantial obstacle for women seeking mifepristone or
E[mergency] C[ontraception], particularly if the patient is in a rural area
with few or no alternatives."27
What Abraham Lincoln said nearly 150 years
about about defenders of slavery could be said of abortion promoters who
work to deny rights of conscience to health care professionals today.
Lincoln, at Coopers Union, answered the question of what it would take to
satisfy the pro-slavery forces. He said:
Cease to call slavery wrong, and join them in calling
it right. And this must be done thoroughly, in acts, as well as in words.
Silence will not be tolerated. We must place ourselves avowedly with them.
The whole atmosphere must be disinfected from the taint of opposition to
slavery before they will cease to believe that all of their troubles proceed
from us.28
III. First Rights: The Legal Foundations for Protection of Conscience
A. Recent Statutory Protection for Rights of Conscience of Health Care
Providers
The other side of the coin, the "best of times" side of the story, is
that both Congress and nearly all American states have enacted statutory
protection for the exercise of rights of conscience by at least some health
care providers in at least some circumstances; only between two and seven
states have no "conscience clause" legislation, depending on how that term
is defined and what or who is covered.
29 The Alan Guttmacher Institute reported several years ago
that over half of the state conscience clauses allowed any health care
institution to invoke the conscience clause, over one-third allowed any
private institution to do so, and only one state limited institutional
rights of conscience to religiously-affiliated health care institutions.30
Just over one year ago, in December 2004,
Congress passed and President Bush signed the Weldon Amendment, which
prohibits federal, state, and local governments and agencies from requiring
any health care professional or institution to provide or pay for abortions
or supply abortion-related referrals.31
It also prohibits national, state, and local government officials from
withholding tax monies from any health care provider that refuses to provide
or pay for abortions or offer abortion counseling or referrals.32
Lawmakers in four states (Arkansas, Georgia,
Mississippi, and South Dakota) have adopted legislation specifically to
protect the rights of pharmacists to refuse to dispense emergency
contraceptives or abortifacients,33and
in 2005 legislation was introduced in thirteen states to protect the rights
of conscience of pharmacists,34
and in three additional states bills protecting the rights of conscience of
health care provider in general were proposed in the legislature.35
In at least 20 states, pharmacists are said to be protected under general
conscience clauses.36
(That, of course, is the heart of the controversy in Illinois involving
Governor Blagojevich's deceptively labeled "Emergency Contraception"
Executive Order which compels pharmacists (but not, of course, doctors) to
use their professional skills to facilitate actual or possible early
abortions.
B. Protection for Conscience As A Fundamental Constitutional Right
The powerful influence of respect for rights of conscience on the
Founders of the American Constitution is well-documented.37
It was not only a cornerstone of constitutional ideology, but protection of
rights of conscience was embraced more vigorously and more comprehensively
than it had been in Europe.
In America in the late eighteenth century,
two different views about matters of conscience and religion were competing.38
One view, with a high and honorable heritage traceable rhetorically to
Locke's famous essay, A Letter Concerning Toleration, viewed accommodation
of religious differences to be a matter of utilitarian toleration, or
political accommodation.39
In some of his early writing, at least, Thomas Jefferson advocated this
approach. Respect matters of conscience and religion was a matter of
toleration - sound public policy, good neighborliness and good politics. As
Jefferson wrote in his draft of the Virginia Bill for Establishing Religious
Freedom:
Almighty God hath created the mind free, and
manifested his supreme will that free it shall remain by making it
altogether unsusceptible of restraint; that all attempts to influence it by
temporal punishments, or burthens, or by civil incapacitations, tend only to
beget habits of hypocrisy and meanness, and are a departure from the plan of
the holy author of our religion.40
From this perspective, liberty of conscience
should be respected to avoid "hypocrisy and meanness."
On the other hand, James Madison spoke of
matters of conscience and religion not merely as toleration but as
fundamental, natural rights.41
It makes a big difference whether respect for another's moral convictions is
given simply as a matter of tolerance (to be suspended when outweighed by
other political considerations, for example, in time of emergency), or
whether that is a matter of your neighbor's basic civil rights. Fortunately,
the Founders ultimately concluded that protection for conscience was a
matter of fundamental right. Early colonial charters and state constitutions
spoke of it as a right.42
The Virginia Declaration of Rights was initially drafted to guarantee
"fullest toleration" of religion; but Madison amended it and when it passed,
it provided that "all men are entitled to the full and free exercise of
[religion] according to the dictates of conscience." Madison's Memorial and
Remonstrance expressed the language of rights, not toleration: "The equal
right of every citizen to the free exercise of his Religion according to the
dictates of conscience is held by the same tenure with all our other
rights."43
He explained:
The Religion then of every man must be left to the
conviction and conscience of every man; and it is the right of every man to
exercise it as these may dictate. . . . It is the duty of every man to
render to the Creator such homage, and such only, as he believes to be
acceptable to him.44
Madison saw the individual's right of
conscience tied to and derive from his pre-existing and superior duty to
God.45
In Federalist No. 10 Madison further
acknowledged that one way to prevent the abusive influence of "factions" in
government would be "by giving to every citizen the same opinions, the same
passions, and the same interest."46
But he summarily rejected this solution as both unwise and impractical
because he considered "[t]he protection" of such "diversity" of "faculties,"
"interests,' and "views" to be "the first object of government . . . ."47
The primary, principal, premiere duty of government in Madison's view is to
protect not only the difference in talents, interests and abilities that
produce differences in wealth, education and influence, but also to protect
the different "sentiments and views of the respective proprietors [that]
ensures a division of the society into different interests and parties."48
He also noted that "liberty" which produces factions "is to faction what air
is to fire . . . ."49
but to eliminate liberty in order to control faction would be a "remedy that
. . . was worse than the disease."50
Not surprisingly, the toleration-as-policy
approach gave way to and was superceded by
protection-of-conscience-as-a-fundamental-right.51
(Ironically, some courts and most commentators today have slipped into using
the language of toleration and accommodation. It is time for us to reassert
emphatically the language of rights.)
Protection for rights of conscience underlie
and historically preceded the First Amendment.52
The Founding generation was a generation of active religious faith,53
and Revolutionary War spurred the quest for protection of rights of
conscience in several ways. In June, 1776, even before the Declaration of
Independence, the Virginia Declaration of Rights provided, inter alia, that
"all men are equally entitled to the free exercise of religion, according to
the dictates of conscience . . . ."
54 During the War of Independence, rather than suspend
respect for divergent moral views, many states granted exemptions from
conscription to persons with religious scruples against war, such as Quakers
and Mennonites.55
In 1775, the Continental Congress granted a general exemption from
military conscription to religious groups.56
Also, the main established church in America (Anglican) which had opposed
rights of conscience was associated with the oppressive enemy, and the break
with England enhanced the status of the fiercely patriotic dissenting
religious communities who advocated protection for their rights of religious
conscience, such as the Baptists.57
After centuries of government support for the state church in Virginia, the
Baptists led a petition campaign demanding that "every tax upon conscience .
. . be abolished."58
In 1779, Thomas Jefferson introduced his Bill for Establishing Religious
Freedom in the Virginia Legislature (House of Burgesses). It declared that
"to compel a man to furnish contributions of money for the propagation of
opinions which he disbelieves, is sinful and tyrannical."59
(If Jefferson thought that about merely funding things against one's will,
one can imagine what he would say about being compelled to perform acts or
provide products or procedures like abortion or the MAP against one's
conscience.) Jefferson's Bill did not pass for over six years, but in
December, 1785, while Jefferson was Minister to France, James Madison
engineered passage of Jefferson's Bill. As finally enacted it declared that
"no man shall be . . . molested or burdened in his body or his good, nor
shall otherwise suffer on account of his religious opinions or belief . . .
and that the same shall in no wise diminish, enlarge or effect their civil
capacity."60
Thus, it provided expansive protection for rights of religious conscience.
Professor John Witte concurs that at the time
of the Founding of the America freedom of conscience guaranteed "a freedom
and exemption from human impositions and legal restraints in matters of
religion and conscience,"61
and that it required that persons be exempt or immune from civil duties and
restrictions that they could not, in good conscience, accept or obey.62
Professor Michael W. McConnell noted that before the Constitution was
adopted, every state except Connecticut had adopted state constitutional
protection for rights of religious exercise "in terms of the conscience of
the individual believer and the actions that flow from that conscience."63
Moreover, protection of rights of conscience
is deeply rooted in and intertwined with the fundamental First Amendment
rights guaranteeing free exercise of religion and no establishment of
religion.64
Of course, the best example is the protection of conscience as a right is
inclusion of the right to free exercise of religion in the First Amendment
of the Bill of Rights.65
While there is room for debate over the degree to which the "free exercise"
of religion clause of the First Amendment protects rights of conscience,66
it is clear that [t]he phrase "liberty of conscience" was often conflated
with the phrase "free exercise of religion," "religious freedom," "religious
liberty," "religious privileges," or "religious rights." James Madison, for
example, simply rolled into one linguistic heap "religious freedom" or "the
free exercise of religion according to the dictates of conscience."67
Indeed, the state "conciliatory amendments"
(ratifying the Constitution but asking that it be amended to explicitly
protect certain fundamental rights) which led to the drafting of the First
Amendment expressly asked for "rights of conscience" to be protected in the
Bill of Rights.68
That is the purpose for which the religion clauses of the First Amendment
were drafted.
Even the Establishment Clause was intended to
protect rights of conscience. Noah Feldman's recent scholarship challenges
the conventional wisdom about the reasons for the Establishment Clause of
the Constitution (i.e., that rationalists thought it bad for the state,
religionists thought it bad for churches, though republicans generally
believed civic virtue essential and looked to religion to cultivate virtue).69
Instead he makes a strong case that the Lockean value of "[l]iberty of
conscience . . . was the central value invoked by the states that proposed
constitutional amendments on the question of religion, and the purpose that
underlay the Establishment Clause when it was enacted."70
He shows that "by the late eighteenth century, American rationalists and
evangelicals alike argued, in terms identifiably derived from Locke, that
the purpose of nonestablishment was to protect the liberty of conscience of
religious dissenters from the coercive power of government."71
Despite earlier differences in ideology and policy among the communities and
colonies, "by the late eighteenth century it was broadly agreed in the
colonies that there was a basic, indeed natural, right called liberty of
conscience."72
"[O]n the eve of the Constitution" regardless of religious or ideological
faction, Americans all "shared a basic theory of religious liberty and drew
on the same sources and Lockean ideas to express their views."73
From 1787, when the Constitution was proposed, to 1789 when the Bill of
Rights was proposed by the First Congress, "the predominant, not to say
exclusive, argument against established churches was that they had the
potential to violate liberty of conscience."74
The Virginia ratifying convention proposed an amendment to the Constitution
linking protection of conscience directly to non-establishment:
That religion, or the duty which we owe to our
Creator, and the manner of discharging it, can be directed only by reason
and conviction, not by force of violence; and therefore all men have an
equal, natural, and unalienable right to the free exercise of religion,
according to the dictates of conscience, and that no particular religious
sect of society ought to be favored or establish, by law, in preference to
others.75
Likewise, multiple drafts of the First
Amendment in Congress reflected the linkage between conscience, freedom of
religion, and establishment.76While
the term "conscience" was dropped from the final version of the First
Amendment, the inclusion of free exercise of religion and no establishment
of religion together "were thought to cover all the ground required to
protect the liberty of conscience,"77
and the theoretical basis for both religion clauses in protection of rights
of conscience remained "even after the world "conscience" disappeared from
the draft language."78
There was "broad agreement that liberty of conscience was a basic,
inalienable right," and "[l]iberty of conscience was the basic principle
that underlay the arguments for nonestablishment at the federal level."79
Other scholars agree that the ultimate dropping of the term "conscience"
from the First Amendment resulted from "later revisions [that] were
revisions only of language which all agreed carried out the [intent to
protect religious conscience]."80
Professor Feldman's work places liberty of conscience at the core of First
Amendment jurisprudence (Establishment Clause especially).81
"[K]nowing how these ideas got their start in our constitutional context
makes all the difference in the world."82
Michael McConnell has made a strong case that
the Founders specifically intended to give religious conscience more
constitutional protection that rights of conscience generally. Noting that
protection for "conscience" was the language proposed in the initial drafts
of the First Amendment, but Congress ended up adopting language that
protected free exercise of religion only, McConnell acknowledges that the
terms were sometimes used interchangeably and that the First Amendment could
be read to grant constitutional protection to both religious conscience and
secular conscience as well. "The reference to conscience [in earlier drafts
of the First Amendment] could have been dropped because it was redundant, or
it could have been dropped because the framers chose to confine the
protections of the free exercise clause to religion."83
At the very least, "the vast preponderance of
references to 'liberty of conscience' in America were either expressly or
impliedly limited to religious conscience. . . . Madison himself used the
terms 'free exercise of religion' and 'liberty of conscience'
interchangeably when explaining the meaning of the first amendment. The laws
of at least ten of the states expressly linked 'liberty of conscience' to
religion."84
However, the language and history can just as easily, and in context more
convincing, be read to suggest that the language was intended to protect
explicitly and specifically religious conscience, not not necessarily
non-religious conscientious objection. Judge McConnell suggests that the
phrase 'free exercise of religion' was deliberately used in order to exclude
nonreligious conscience seems more likely, since the different drafts called
attention to the question."
During the Founding generation, "the freedom
of religion was almost universally understood (with Jefferson being the
prominent exception) to include conduct as well as belief."85
One "important difference between the terms 'conscience' and 'religion' is
that 'conscience' emphasizes individual judgment, while 'religion' also
encompasses the corporate or institutional aspects of religious belief."
Another difference between the terms "free exercise of religion" (adopted in
the First Amendment) and "rights of conscience" (used in drafts and debates)
' is that the latter might seem to extend to claims of conscience based on
something other than religion -- to belief systems based on science,
history, economics, political ideology, or secular moral philosophy. By
deleting references to 'conscience,' the final version of the first
amendment singles out religion for special treatment."86
Even critics of religious exemptions admit that "[b]oth before and
after the adoption of constitutions guaranteeing the free exercise of
religion, legislative and constitutional documents (including charters)
granted exemptions from particular obligations, such as oaths, conscription,
and assessments."87
There is a powerful conceptual basis for
distinguishing between secular and religious conscience that was very
important in the political ideology of the Founding era. "Conflicts arising
from religious convictions were conceived not as a clash between the
judgment of the individual and of the state, but as a conflict between
earthly and spiritual sovereigns. The believer was not seen as the
instigator of the conflict; the believer was simply caught between the
inconsistent demands of two rightful authorities, through no fault of his
own."88
Madison's rights approach reflects Locke's view of priority in dual loyalty.
"Not only were the spiritual and earthly
authorities envisioned as independent, but in the nature of things the
spiritual authorities had a superior claim. '[O]bedience is due in the first
place to God, and afterwards to the laws,' according to Locke."89
As Professor (now Judge) McConnell explained:
[T]he free exercise of religion is set apart from mere
exercise of human judgment by the fact that the "source of value" is prior
and superior to both the individual and the civil society. The freedom of
religion is unalienable because it is a duty to God and not a privilege of
the individual. The free exercise clause accords a special, protected status
to religious conscience not because religious judgments are better, truer,
or more likely to be moral than nonreligious judgments, but because the
obligations entailed by religion transcend the individual and are outside
the individual's control.90
Thus, the Founders understood that human
governments and governors have "no authority to coerce individuals on
account of religious opinion, for in this sphere they can have no basis for
action other than "their own belief, their own persuasion," which is as
likely to support the false as the true religion. As Madison observed, "that
the Civil Magistrate is a competent Judge of Religious truth . . . is an
arrogant pretension."91
Thus, "when the individual's judgment is
grounded in beliefs outside the ken of government ... the government [is]
required to defer."92
On the other hand, moral judgments that "do not stem from obedience to a
transcendent authority prior to and beyond the authority of civil
government, . . . do not receive exemption under the free exercise clause."93
Significantly, the First Amendment language
suggests a constitutional basis for recognition of exemption for rights of
religious conscience in at least some circumstances. The language "'free
exercise' makes clear that the clause protects religiously motivated conduct
as well as belief."94
"As defined by dictionaries at the time of the framing, the word 'exercise'
strongly connoted action."95
Against the background of protection of some but not all religous faiths and
conscience,96
the First Amendment protection of the exercise of all religious conscience
was fully-inclusive and completely non-exclusionary.
The principle of liberty of conscience
underlay the notion of a self-governing republic. Thus, when an effort to
revive the religion tax in Virginia was made after the War of Independence,
James Madison drafted his famous Memorial and Remonstrance declaring that
certain things like religious duties "must be left to the conviction and
conscience of every man; and it is the right of every man to exercise it as
these may dictate."97
He explained why in terms that underscore the foundational nature of rights
of conscience:
Before any man can be considered as a member of Civil
Society, he must be considered as a subject of the Governor of the Universe:
And if a member of a Civil Society, who enters into any subordinate
Association, must always do it with reservation of his duty to the general
authority; much more must every man who becomes a member of any particular
Civil Society, do it with a saving of his allegiance to the Universal
Sovereign.98
Here Madison brilliantly linked the moral
tradition of toleration traceable to John Locke with the basic human rights
tradition which had blossomed and evolved powerfully in America, especially
since the Declaration of Independence. Madison clearly understood that if
men are not loyal to themselves, to their conscience, to their God and their
moral duty as they see it, it is utterly irrational folly to expect them to
be loyal to less compelling moral obligations of legal rules, statutes,
judicial orders, or the claims of citizenship and civic virtue, much less
professional duties.99
If you demand that a man betray his conscience, you have eliminated the only
moral basis for his fidelity to the rule of law, and have destroyed the
foundation for all civic virtue100
C. Conscience and Republican "Virtue" Necessary to Sustain a Republic
In pragmatic terms, we today know that it is impossible to enforce all
the laws at all times. We see about us, especially in new democracies and
third-world countries, the attempt to have democratic government in
societies without a tradition of civic virtue. If the basis of obedience to
law is fear of punishment, fear of getting caught, fear of police and
prisons, the legal system will be at best a "banana republic" in which laws
are routinely disregarded, executive enforcement is abused, and law makers
are corrupted. Only a small percentage of the people will obey the laws, and
then only when the police are looking.
In more robust terms, the Founders of all
persuasions understood that requiring men to violate and disregard their
conscience resulted in the loss of virtue, which undermined the basis for
self-government.101
Most of the political traditions the Founders consulted emphasized that no
self-governing republic could exist without a high degree of virtue in the
citizenry.102
Thus, the founders of the American Constitution were convinced that virtue
in the citizenry was absolutely essential, indispensable for this system of
government to function and survive. A few quotes from the Founders makes
this point.
George Washington famously noted: "Tis
substantially true, that virtue or morality is a necessary spring of popular
government. -- The rule indeed extends with more or less force to every
species of Free Government.-- Who then is a sincere friend to it, can look
with indifference upon attempts to shake the foundation of the fabric?"103
Samuel Adams agreed that "neither the wisest
constitution nor the wisest laws will secure the liberty and happiness of a
people whose manners are universally corrupt."104
Benjamin Franklin, in the Constitution
Convention of 1787, voiced his concern that although the new government
would likely "be well administered for a course of years," it would "end in
Despotism, as other forms have done before it, when the people have become
so corrupted as to need some despotic Government, being incapable of any
other." On another occasion, he said: "Only a virtuous people are capable of
freedom. As nations become corrupt and vicious, they have more need of
masters."105
James Madison told delegates to Virginia's
ratifying convention: "To suppose that any form of government will secure
liberty or happiness without any virtue in the people, is a chimerical
idea."106
He also wrote in Federalist No. 57: "The aim of every political Constitution
is or ought to be first to obtain for rules men who possess most wisdom to
discern, and most virtue to pursue, the common good of society; and in the
next place, to take the most effectual precautions for keeping them virtuous
whilst they continue to hold their public trust."
John Adams clearly warned: "Out constitution
was made only for a moral and religious people. It is wholly inadequate to
the government of any other."107
He also said: "Liberty can no more exist without virtue and independence
than the body can live and move without a soul."108
Edmund Burke, the English contemporary of and
sympathizer with the American Founders, may have explained it best when he
wrote:
Men are qualified for civil liberty in exact proportion to their disposition
to put moral chains on their own appetites; in proportion as their love of
justice is above their rapacity; in proportion as their soundness and
sobriety of understanding is above their vanity and presumption; in
proportion as they are more disposed to listen to the councils of the wise
and good, in preference to the flattery of knaves. Society cannot exist
unless a controlling power upon the will and appetite be placed somewhere,
and the less of it there is within, the more there must be without. It is
ordained in the eternal constitution of things, that men of intemperate
minds cannot be free. Their passions forge their fetters.109
Thus, the political philosophy of the
Founding directly linked virtue with republication (self-) government; if
the constitutional republic was to survive, virtue had to be cultivated in
the populace; and if virtue was to be cultivated, individual conscience had
to be nurtured and protected. Protection of the rights of conscience went to
the core of the Constitution. To citizens of the young American republic,
protection for rights of conscience, including tolerance accommodation of
acts and exercises which were controversial, even inconvenient, and
sometimes generally disfavored, was the genius of the American peace and
prosperity.Like a beacon on a rock, this American principle of postcolonial
religious liberty was established to be a light and guide to all the world.
To William Sampson [an enthusiastic reporter of the first Free Exercise case
in the new United States], it seemed "as if providence had decreed this
land, to be the grave of persecution, and the cradle of tolerance." If
anybody could not see the wisdom of this enactment, said Sampson, "let him
open the page of history, and read of the bloody religious wars of Europe,
of which the wounds are still fresh and bleeding. Let him reflect who his
own fathers were, and he will find the cogency and wisdom of the act."110
IV. Conclusion: First Rights or Last Rights - The Choice
Professor Nora O'Callaghan has called this the "lessons from Pharaoh and
the Hebrew midwives."111As
most educated people know from the story of Moses, Pharaoh summoned the two
Hebrew midwives who delivered Hebrew babies and told them to let the girl
babies live, but ordered that if a Hebrew mother gave birth to a son, "then
ye shall kill him."112
"But the midwives feared God, and did not as the king of Egypt commanded
them, but saved the men children alive."113
The question, of course, is whether the Hebrew midwives were justified in
violating the law of Pharaoh to follow their consciences. Are modern
midwives and nurses, doctors and hospitals, pharmacists, and other health
care providers entitled to follow their consciences when compelled by the
law to engage in behavior they consider to be contrary to the commands of
God as they understand them?
Fortunately, it is not impossible to protect
both rights of conscience and rights of patients to controversial medical
procedures, therapies, and medications. For example, the American
Pharmaceutial Association adopted a balanced policy in 1998 that includes
protecting the rights of conscience of pharmacists and also supports the
establishment of "a system to ensure patient access to legally prescribed
therapy without compromising the pharamcists right of conscientious
refusal," such as toll-free telephone access to information about pharmacies
and pharmacists who will fill controversial prescriptions that may violate
the rights of conscience of some other pharmacists.114
Such a toll-free referral system has been operating successfully in
Washington state.115
As American history has long shown, most recently and obviously in the Title
VII accommodation cases, when encouraged to accommodate rights of religious
conscience, it almost always is possible to protect rights of conscience and
also to achieve other legitimate health or business policy objectives. And
as a few incidents in American history also have shown, when greed or
impatience or intolerance override accommodation or religious conscience,
invariably abuse and tyranny and shame and failure and regret are the
eventual results.
Accommodation of rights of conscience takes a
little more time, effort and creativity. The inconvenience factor may be one
reason why profit-driven or cost-conscious health care institutions and
organizations are impatient with efforts to protect rights of conscience.
But in the long run, it takes less time and expense than the diversion and
expense of litigation, efforts to circumvent, and deep resentment which
denial of rights of conscience inevitably produce.
We must be vigilant to protect rights of
conscience for it is the foundation of our constitutional order. It comes
down to a very clear and straight-forward choice: protect rights of
conscience as "first rights" or accept the "last rites" of constitutional
democracy - the disintegration and demise of our Constitution and the
liberties it protects.
I urge the American Health Lawyers
Association and its members to clearly and firmly stand up to protect the
rights of conscience of health care providers.
To conclude in the words of James Madison,
from his Essay on "Property":
" Conscience is the most sacred of all property . . .
. To guard a man's house as his castle, to pay public and enforce private
debts with the most exact faith, can give no title to invade a man's
conscience which is more sacred than his castle . . . ."